Sophie Yan

Market Strategist at BofA Securities, Inc.

Finance

Consumer Services

Commercial Services

Profile

Sophie Yan is currently working as a Municipal Research Strategist at BofA Securities, Inc. She previously worked as a Municipal Research Strategist at Merrill Lynch, Pierce, Fenner & Smith, Inc. from 2014 to 2019 and as an Analyst at Morgan Stanley & Co. LLC in 2014.
Before that, she worked as a Principal at Pride Technologies LLC in 2013.
Ms. Yan received her graduate degree from The Trustees of Columbia University in The City of New York in 2011, her MBA from the University of Illinois in 2009, and her undergraduate degree from Nanjing University in 2006.

Sophie Yan active positions

Companies	Position	Start
BofA Securities, Inc. BofA Securities, Inc. Investment Banks/BrokersFinance BofA Securities, Inc. is a registered broker-dealer subsidiary of NB Holdings Corp., ultimately held by Bank of America Corp. (NYSE: BAC). Headquartered in New York, the firm was founded in 2015 and offers trade execution, trading or brokerage services to institutional clients.	Market Strategist	2019-04-30

All active positions of Sophie Yan

Former positions of Sophie Yan

Companies	Position	End
Merrill Lynch, Pierce, Fenner & Smith, Inc. Merrill Lynch, Pierce, Fenner & Smith, Inc. Investment Banks/BrokersFinance Founded in 1958, Merrill Lynch Piece Fenner & Smith, Inc. is an SEC registered broker/dealer located in New York City. The firm is a subsidiary of BAC North America Holding Co. and their ultimate parent is Bank of America Corp. (NYSE BAC).	Market Strategist	2019-04-30
Morgan Stanley & Co. LLC Morgan Stanley & Co. LLC Investment Banks/BrokersFinance Morgan Stanley & Co. LLC is a registered broker-dealer subsidiary of Morgan Stanley Domestic Holdings, Inc., ultimately owned by Morgan Stanley (NYSE: MS) in the US. Headquartered in New York City, the firm was founded in 1987 and provides debt and equity services including underwriting, M&A advice, securities dealing and brokerage and trade execution. Their client base ranges from large global institutional investors to hedge funds at the cutting edge of innovation in the industry.	Corporate Officer/Principal	2014-08-30
Pride Technologies LLC Pride Technologies LLC Miscellaneous Commercial ServicesCommercial Services Pride Technologies LLC provides information technology and business process solutions. It offers services such as virtualization, storage, networking & staffing solutions, business analytics and cloud computing. The company was founded by Leo Russell in 1983 and is headquartered in New York, NY.	Corporate Officer/Principal	2013-09-29

See the detail of Sophie Yan's experience

Training of Sophie Yan

The Trustees of Columbia University in The City of New York	Graduate Degree
University of Illinois	Masters Business Admin
Nanjing University	Undergraduate Degree

Experiences
Positions held

Active

Inactive

Listed companies

Private companies

See the detail of Sophie Yan's experience

Connections

100 +

1st degree connections

1st degree companies

Male

Female

Members of the board

Executives

See the personal network

Linked companies

Private companies	4
Morgan Stanley & Co. LLC Morgan Stanley & Co. LLC Investment Banks/BrokersFinance Morgan Stanley & Co. LLC is a registered broker-dealer subsidiary of Morgan Stanley Domestic Holdings, Inc., ultimately owned by Morgan Stanley (NYSE: MS) in the US. Headquartered in New York City, the firm was founded in 1987 and provides debt and equity services including underwriting, M&A advice, securities dealing and brokerage and trade execution. Their client base ranges from large global institutional investors to hedge funds at the cutting edge of innovation in the industry.	Finance
Pride Technologies LLC Pride Technologies LLC Miscellaneous Commercial ServicesCommercial Services Pride Technologies LLC provides information technology and business process solutions. It offers services such as virtualization, storage, networking & staffing solutions, business analytics and cloud computing. The company was founded by Leo Russell in 1983 and is headquartered in New York, NY.	Commercial Services
BofA Securities, Inc. BofA Securities, Inc. Investment Banks/BrokersFinance BofA Securities, Inc. is a registered broker-dealer subsidiary of NB Holdings Corp., ultimately held by Bank of America Corp. (NYSE: BAC). Headquartered in New York, the firm was founded in 2015 and offers trade execution, trading or brokerage services to institutional clients.	Finance
Merrill Lynch, Pierce, Fenner & Smith, Inc. Merrill Lynch, Pierce, Fenner & Smith, Inc. Investment Banks/BrokersFinance Founded in 1958, Merrill Lynch Piece Fenner & Smith, Inc. is an SEC registered broker/dealer located in New York City. The firm is a subsidiary of BAC North America Holding Co. and their ultimate parent is Bank of America Corp. (NYSE BAC).	Finance

See company connections