Rick Sandulli

Chief Executive Officer at

Metaurus Advisors LLC

Finance

Consumer Services

Profile

Mr. Richard P.
Sandulli is a Co-Chief Executive Officer & Partner at Metaurus Advisors LLC.
He is on the Board of Directors at Metaurus LLC.
He has over 36 years of experience.
Mr. Sandulli was a Managing Director and head of Equity Structured Products in North America for Morgan Stanley where he was also head of global new product development and marketing for both the institutional structured products market and PRIPs market globally.
Prior to Morgan Stanley, he was a Director of Global Equity Derivatives and the original founder of the institutional and retail structured products businesses beginning at Merrill Lynch in 1992.
A former outside product advisor to the American Stock Exchange, he started his career as an investment banker specializing in convertibles bonds, complex derivatives, MLPs, ’40 Act funds, tax, securitization, and specialized capital market products.
After Morgan, Mr. Sandulli was Managing Director and Global Head of Structured and Derivatives Products for Wachovia/Wells Fargo and was President and Partner of Fore Research and Management, based in New York.
He received his B.S.
in mathematics/computer science from Duke University and his MBA in finance from the University of Chicago.

Rick Sandulli active positions

Companies	Position	Start
Metaurus LLC Metaurus LLC Financial ConglomeratesFinance Provides investment services	Director/Board Member	-
Metaurus Advisors LLC Metaurus Advisors LLC Investment ManagersFinance Metaurus seeks to enhance portfolio construction by disaggregating, recombining, and optimizing the components of return.	Chief Executive Officer	2015-12-31

All active positions of Rick Sandulli

Former positions of Rick Sandulli

Companies	Position	End
Wachovia Securities LLC Wachovia Securities LLC Investment Banks/BrokersFinance Provides brokerage services	Analyst-Equity	2005-12-30
Fore Research & Management LP Fore Research & Management LP Investment ManagersFinance Fore Research & Management focus primarily on credit long/short investments with an emphasis on event driven opportunities. The firm's approach is based on bottom-up fundamental research of individual credits including companies, sovereigns and structured products, all considered within the context of the global macroeconomic environment. Fore Research employs highly liquid instruments while paying close attention to changing market technicals. Fore Research's investment products and strategies include a multi-strategy approach, a Japanese credit strategy and a collateralized loan strategy. Their investment strategies include long and/or short corporate credit, high yield and investment grade trading, event driven credit/equities, convertible arbitrage, long/short equity, distressed security, private claims, and special situation investing, leverage loan investing, risk/merger arbitrage, commodities, opportunistic trading and various macro-themed trades. Investments include a wide range of asset classes, regions, sectors and markets, including common stocks, preferred stocks, warrants, secured and unsecured debt, bank debt, subordinated bonds, investment grade and non-investment grade corporate bonds (including private placements), municipal securities, US Government and agency securities, convertible securities (including stocks and convertible corporate bonds), REITs, structured instruments, ETFs, ETNs, derivatives, swaps (asset swaps and credit default swaps including swaps referencing corporate and sovereign debt), rights issued by businesses in capital raising activities, futures, forward contracts, foreign currencies, money market obligations, commodities and their over-the-counter counterparts. Strategies may also involve investments in CLOs or securitization vehicles, ABS and loans and other interests of companies including private loans.	President	-

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Private companies	6
Fore Research & Management LP Fore Research & Management LP Investment ManagersFinance Fore Research & Management focus primarily on credit long/short investments with an emphasis on event driven opportunities. The firm's approach is based on bottom-up fundamental research of individual credits including companies, sovereigns and structured products, all considered within the context of the global macroeconomic environment. Fore Research employs highly liquid instruments while paying close attention to changing market technicals. Fore Research's investment products and strategies include a multi-strategy approach, a Japanese credit strategy and a collateralized loan strategy. Their investment strategies include long and/or short corporate credit, high yield and investment grade trading, event driven credit/equities, convertible arbitrage, long/short equity, distressed security, private claims, and special situation investing, leverage loan investing, risk/merger arbitrage, commodities, opportunistic trading and various macro-themed trades. Investments include a wide range of asset classes, regions, sectors and markets, including common stocks, preferred stocks, warrants, secured and unsecured debt, bank debt, subordinated bonds, investment grade and non-investment grade corporate bonds (including private placements), municipal securities, US Government and agency securities, convertible securities (including stocks and convertible corporate bonds), REITs, structured instruments, ETFs, ETNs, derivatives, swaps (asset swaps and credit default swaps including swaps referencing corporate and sovereign debt), rights issued by businesses in capital raising activities, futures, forward contracts, foreign currencies, money market obligations, commodities and their over-the-counter counterparts. Strategies may also involve investments in CLOs or securitization vehicles, ABS and loans and other interests of companies including private loans.	Finance
Duke University Duke University Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services
Wachovia Securities LLC Wachovia Securities LLC Investment Banks/BrokersFinance Provides brokerage services	Finance
The University of Chicago Booth School of Business The University of Chicago Booth School of Business Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services
Metaurus Advisors LLC Metaurus Advisors LLC Investment ManagersFinance Metaurus seeks to enhance portfolio construction by disaggregating, recombining, and optimizing the components of return.	Finance
Metaurus LLC Metaurus LLC Financial ConglomeratesFinance Provides investment services	Finance