Richard D. Little

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Richard D.
Little, CFA Equity Portfolio Manager & Partner As Director of Equities, Mr. Little leads the equity investment effort for Seneca Capital Management.
Prior to joining Seneca, he held positions as Analyst, Board Member and Regional Manager with Smith Barney, Natwest Securities and Montgomery Securities.
He served as Chief Investment Officer at Equibank, and has also managed portfolios for Philadelphia National Bank and Irwin Union Bank.
Mr. Little earned his B.S.
at Indiana University.
He is a CFA charterholder and a member of the Security Analysts Society of San Francisco.

Former positions of Richard D. Little

Companies	Position	End
Newfleet Asset Management LLC Newfleet Asset Management LLC Investment ManagersFinance Newfleet Asset Management is a long-term, fixed income specialist who employs a multi-sector approach to investing. They build their portfolios through rigorous core credit analysis and active portfolio management. The firm utilizes both top-down sector analysis and allocation and bottom-up security selection. They seek broad diversification across industries and issuers in an attempt to limit downside risk. Newfleet Asset Management offers a suite of multi-sector strategies that vary by investment objective, exposure to below investment grade and non-US securities, and duration. The strategies are managed by a single team and share a consistent philosophy and a process that is actively managed, relative value driven, research intensive, and opportunistic. A focus beyond core sectors seeks to add value.	Director of Research - Equity	2005-12-30
Natwest Bank, NA Natwest Bank, NA Major BanksFinance Commercial bank	Corporate Officer/Principal	1988-12-31
Montgomery Securities, Inc. Montgomery Securities, Inc. Investment Banks/BrokersFinance Provides investment banking services	Analyst-Equity	1988-12-31
Smith Barney Asset Management Smith Barney Asset Management Investment ManagersFinance Provides investment services	Analyst-Equity	1988-12-31

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Private companies	4
Newfleet Asset Management LLC Newfleet Asset Management LLC Investment ManagersFinance Newfleet Asset Management is a long-term, fixed income specialist who employs a multi-sector approach to investing. They build their portfolios through rigorous core credit analysis and active portfolio management. The firm utilizes both top-down sector analysis and allocation and bottom-up security selection. They seek broad diversification across industries and issuers in an attempt to limit downside risk. Newfleet Asset Management offers a suite of multi-sector strategies that vary by investment objective, exposure to below investment grade and non-US securities, and duration. The strategies are managed by a single team and share a consistent philosophy and a process that is actively managed, relative value driven, research intensive, and opportunistic. A focus beyond core sectors seeks to add value.	Finance
Smith Barney Asset Management Smith Barney Asset Management Investment ManagersFinance Provides investment services	Finance
Montgomery Securities, Inc. Montgomery Securities, Inc. Investment Banks/BrokersFinance Provides investment banking services	Finance
Natwest Bank, NA Natwest Bank, NA Major BanksFinance Commercial bank	Finance