Marika Tonay
Compliance Officer at Financial Industry Regulatory Authority, Inc.
Network origin in Marika Tonay first degree
| Entity | Entity type | Industry | |
|---|---|---|---|
Financial Industry Regulatory Authority, Inc.
 Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC.
122
| Non-Profit Organization | Miscellaneous Commercial Services | 122 |
Westminster Securities Corp.
 Westminster Securities Corp. Investment Banks/BrokersFinance Founded in 1971, Westminster Securities Corp. is a broker/dealer located in New York City with an additional office in Atlanta, Georgia. The firm is a subsidiary of Hudson Securities, Inc. and their ultimate parent is Hudson Holding Corp. (OTC BB: HDHL.OB). Westminster focuses on the energy, alternative energy, natural resources, pharmaceuticals and technology sectors. They also introduce US institutional and high net-worth individual investors to the firm's non-US deals and invite their non-US broker-dealer partners to participate in domestic deals. Westminster often acts as a US agent for private placement or syndication transactions in which a foreign broker-dealer seeks US investors. They can also serve as an intermediary, converting investment funds from US dollars to the local currency of the underlying transaction, enabling funds to be forwarded to the deal account. Westminster is a member of the NASD and the SIPC.
7
| Extinct | Investment Banks/Brokers | 7 |
| Public Company | Financial Conglomerates | 4 | |
Britehorn Securities
 Britehorn Securities Investment Banks/BrokersFinance Britehorn Securities provides brokerage and capital raising advisory services. The company is headquartered in Denver, CO.
1
| Subsidiary | Investment Banks/Brokers | 1 |
Chart of Companies connected to the second degree
Multi-company connection
Companies connected to Marika Tonay via their personal network
| Company | Sector | Related people | Main position |
|---|---|---|---|
| EASTMAN KODAK COMPANY | Industrial Machinery | Comptroller/Controller/Auditor Chief Operating Officer | |
| GE AEROSPACE | Industrial Machinery | Director/Board Member Director/Board Member | |
The Guardian Life Insurance Company of America
 The Guardian Life Insurance Company of America Multi-Line InsuranceFinance The Guardian Life Insurance Company of America engages in the provision of life insurance services. It offers insurance services in life, disability, and dental insurance services. The company was founded in 1860 and is headquartered in New York, NY. | Multi-Line Insurance | Director/Board Member Director/Board Member | |
| LEGG MASON, INC. | Investment Managers | Director/Board Member Chief Administrative Officer | |
| MERRILL LYNCH PREFERRED CAPITAL TRUST I | Major Banks | Director/Board Member Corporate Officer/Principal | |
| MORGAN STANLEY | Investment Managers | Corporate Officer/Principal Chief Operating Officer Chief Tech/Sci/R&D Officer | |
| Rochester Christian University | College/University | Director/Board Member Director/Board Member | |
Cowen & Co. LLC
 Cowen & Co. LLC Investment Banks/BrokersFinance Cowen & Co. LLC is a SEC-registered broker/dealer headquartered in New York City. The firm was founded in 2004 and is a subsidiary of Cowen Holdings, Inc., ultimately owned by The Toronto-Dominion Bank (TSE: TD) in Canada. Cowen & Co. offers industry-focused investment banking for growth-oriented companies, domain knowledge-driven research and a sales and trading platform for institutional investors. Their institutional sales and trading business serves both equity and fixed-income clients. Sales and trading execution platform is structured around the following key verticals: (1) healthcare (2) technology, telecommunications and media (TMT) (3) REITs and financials (4) aerospace and defense (5) consumer and (6) alternative energy. | Investment Banks/Brokers | Corporate Officer/Principal Corporate Officer/Principal | |
| CITIGROUP INC. | Major Banks | Chief Tech/Sci/R&D Officer Corporate Officer/Principal | |
Investment Company Institute
 Investment Company Institute Miscellaneous Commercial ServicesCommercial Services The Investment Company Institute is an association of mutual funds, exchange-traded funds, closed-end funds, and unit investment trusts. The non-profit company is based in Washington and has subsidiaries in the United Kingdom. The American company operates to support and represent these types of investment vehicles. The CEO of the company is Paul Schott Stevens. | Miscellaneous Commercial Services | Director/Board Member Public Communications Contact | |
| University of Notre Dame | College/University | Masters Business Admin Chairman | |
NYSE Group, Inc.
 NYSE Group, Inc. Investment Banks/BrokersFinance NYSE Group, Inc. operates multiple securities stock exchange. It through its subsidiaries operates multiple securities market centers, including the New York Stock Exchange (NYSE) and NYSE Arca (formerly known as the Archipelago Exchange and the Pacific Exchange). It provides securities listings, market information products and services. It offers a range of investment vehicles and order execution services. It operate as electronic platform used to trade securities and security-related financial instruments. It is headquartered in New York, NY. | Investment Banks/Brokers | General Counsel Corporate Officer/Principal | |
| Brown University | College/University | Graduate Degree Undergraduate Degree | |
| George Washington University | College/University | Undergraduate Degree Graduate Degree | |
Deloitte & Touche LLP
 Deloitte & Touche LLP Miscellaneous Commercial ServicesCommercial Services Deloitte & Touche LLP engages in the provision of audit, advisory, financial advisory, tax, and consulting services. The company was founded on March 7, 1995 and is headquartered in New York, NY. | Miscellaneous Commercial Services | Director/Board Member Comptroller/Controller/Auditor | |
The Depository Trust & Clearing Corp.
 The Depository Trust & Clearing Corp. Investment ManagersFinance The Depository Trust & Clearing Corp. provides clearance, settlement and information services. The firm offers institutional trade processing, clearing, settlement and asset, wealth management, repository and derivatives and data services. The company was founded in 1999 is headquartered in New York, NY. | Investment Managers | Director/Board Member Director/Board Member Director/Board Member | |
The American Institute of Certified Public Accountants
 The American Institute of Certified Public Accountants Miscellaneous Commercial ServicesCommercial Services The American Institute of Certified Public Accountants provides vocational education in accounting. The company provides services to the accounting community, regulatory bodies, and other organizations. It also operates in Jersey City, Washington, and Lewisville. It was founded in 1887 and is headquartered in New York City, NY. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal | |
| Massachusetts Institute of Technology | College/University | Graduate Degree Graduate Degree | |
| Brigham Young University | College/University | Undergraduate Degree Undergraduate Degree | |
| The College of William & Mary | College/University | Graduate Degree Undergraduate Degree Doctorate Degree | |
| The University of Chicago | College/University | Masters Business Admin Masters Business Admin Doctorate Degree Graduate Degree Doctorate Degree | |
| Manhattan College | College/University | Director/Board Member Director/Board Member | |
| Princeton University | College/University | Undergraduate Degree Undergraduate Degree Undergraduate Degree | |
| University of Toronto | College/University | Undergraduate Degree Undergraduate Degree | |
| State University of New York at Buffalo | College/University | Undergraduate Degree Doctorate Degree | |
| The University of Colorado | College/University | Undergraduate Degree Undergraduate Degree | |
Securities Investor Protection Corp.
 Securities Investor Protection Corp. Insurance Brokers/ServicesFinance The Securities Investor Protection Corporation either acts as trustee or works with an independent court-appointed trustee in a missing asset case to recover funds. The statute that created SIPC provides that customers of a failed brokerage firm receive all non-negotiable securities that are already registered in their names or in the process of being registered. Recovered funds are used to replenish SIPC's reserve in the event that the reserve is tapped in the early stages of a liquidation proceeding. | Insurance Brokers/Services | Director/Board Member Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
| US Securities & Exchange Commission | Investment Banks/Brokers | Corporate Officer/Principal Corporate Officer/Principal Chairman Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
National Association of Securities Dealers, Inc.
 National Association of Securities Dealers, Inc. Investment Banks/BrokersFinance National Association of Securities Dealers, Inc. provides financial regulatory services. The non-profit company is based in Washington and has subsidiaries in the United States. The American company was founded by Richard B. Jennings, Vince Means. | Investment Banks/Brokers | Corporate Officer/Principal President Corporate Officer/Principal | |
Commodity Futures Trading Commission
 Commodity Futures Trading Commission General GovernmentGovernment Commodity Futures Trading Commission engages in protecting market users and the public from fraud, manipulation related to the sale of commodity and financial futures, and options market. The company was founded in 1974 and is headquartered in Washington, DC. | General Government | General Counsel Human Resources Officer Corporate Officer/Principal | |
| Harvard Law School | College/University | Graduate Degree Graduate Degree Graduate Degree | |
| Harvard Business School | College/University | Masters Business Admin Masters Business Admin Masters Business Admin | |
| Georgetown University Law Center | College/University | Graduate Degree Corporate Officer/Principal | |
New York State Bar Association
 New York State Bar Association Miscellaneous Commercial ServicesCommercial Services New York State Bar Association is a non-profit organization, which provides legal services and offers a membership program for lawyers. It also publishes an array of books, bar journals, law digest, and State Bar news. The company was founded in 1876 and is headquartered in Alban, NY. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal | |
AlphaPoint Corp.
 AlphaPoint Corp. Regional BanksFinance AlphaPoint Corp. offers digital currency exchanges. It epowers digital asset networks and provides institutions blockchain-enabled solutions to store, track, and trade digital assets. The company was founded by Joe Ventura,Igor Telyatnikov, Vadim Telyatnikov, and Jack Sallen in June 2013 and is headquartered in New York, NY. | Regional Banks | Director/Board Member Director/Board Member | |
| Security Traders Association, Inc. | Corporate Officer/Principal Corporate Officer/Principal | ||
| Ontario Securities Commission | General Government | Chairman Chief Executive Officer | |
Securities Industry & Financial Markets Association, Inc.
 Securities Industry & Financial Markets Association, Inc. Miscellaneous Commercial ServicesCommercial Services Securities Industry & Financial Markets Association, Inc. (SIFMA) is an organization that represents the securities industry in the United States. The private company is based in New York, NY and has subsidiaries in the United States. The company's main focus is advocating for effective and resilient capital markets. The CEO of the company is Kenneth E. Bentsen. | Miscellaneous Commercial Services | Chairman Director/Board Member | |
Financial Accounting Foundation
 Financial Accounting Foundation Investment Trusts/Mutual FundsMiscellaneous The Financial Accounting Foundation is a non-profit organization that administers, finances, and appoints financial and governmental accounting standards boards. The non-profit company is based in Norwalk, CT. | Investment Trusts/Mutual Funds | Director/Board Member Chairman | |
Neo Exchange, Inc. (Canada)
 Neo Exchange, Inc. (Canada) Investment Banks/BrokersFinance Neo Exchange, Inc. operates as a stock exchange. It offers trading venue and a value added listing venue for capital raising companies and investment products. The company was founded in March 2015 and is headquartered in Toronto, Canada. | Investment Banks/Brokers | Chairman Director/Board Member | |
University of Houston
 University of Houston Other Consumer ServicesConsumer Services University of Houston System offers higher education degrees and job training or vocational study programs. It offers about 280 undergraduate and graduate degree programs in fields such as business, education, humanities and law. It was founded in 1927 and is headquartered in Houston, TX. | College/University | Undergraduate Degree Doctorate Degree | |
| Investment Industry Regulatory Organization of Canada | General Government | Chief Executive Officer Corporate Officer/Principal | |
| Georgetown University | College/University | Undergraduate Degree Graduate Degree | |
Vestigo Ventures LLC
 Vestigo Ventures LLC Investment ManagersFinance Vestigo Ventures LLC (Vestigo Ventures) is a venture capital firm founded in 2016 by Mark Stephen Casady and Ian W Sheridan. The firm is headquartered in Cambridge, Massachusetts. | Investment Managers | Founder Consultant / Advisor | |
Raymond James Financial Services, Inc.
 Raymond James Financial Services, Inc. Investment Banks/BrokersFinance Raymond James Financial Services, Inc. provides brokerage services. The company is headquartered in St. Petersburg, FL. | Investment Banks/Brokers | Corporate Officer/Principal President | |
NASD Regulation, Inc.
 NASD Regulation, Inc. Miscellaneous Commercial ServicesCommercial Services NASD Regulation, Inc. provides financial regulatory services and performs the regulatory functions of NASD. The company was founded in 1996 and is headquartered in Washington, DC. | Miscellaneous Commercial Services | General Counsel Corporate Officer/Principal |
Statistics
International
| United States | 46 |
| Canada | 5 |
Sectoral
| Finance | 20 |
| Consumer Services | 18 |
| Commercial Services | 7 |
| Government | 4 |
| Producer Manufacturing | 3 |
Operational
| Director/Board Member | 343 |
| Corporate Officer/Principal | 237 |
| Independent Dir/Board Member | 97 |
| Undergraduate Degree | 69 |
| President | 63 |
Most connected contacts
| Insiders | |
|---|---|
| Mark Casady | 35 |
| Gary Wunderlich | 29 |
| William Heyman | 26 |
| Fabiola Arredondo | 24 |
| Jeffrey R. Armstrong | 24 |
| David Crean | 23 |
| Carol Davidson | 22 |
| Richard Ketchum | 22 |
| Seth Waugh | 22 |
| Robert Scully | 21 |
| Eileen Murray | 19 |
| Susan Jenah | 19 |
| John O'Shea | 17 |
| Brian Woodland | 17 |
| William G. Stanley | 17 |
- Stock Market
- Insiders
- Marika Tonay
- Company connections
