Joseph Gatti

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Finance

Profile

Prior to joining Spencer Trask, Mr. Gatti was Vice President at Oppenheimer & Co. He has also held senior positions at Vantage Securities, Drexler Burnham and started his career at Merrill Lynch & Co. Mr. Gatti holds a BS in Marine Engineering from NY State Maritime College.

Former positions of Joseph Gatti

Companies	Position	End
Augment Securities, Inc. Augment Securities, Inc. Investment ManagersFinance Augment Securities invests in companies located in the United States. The firm focuses on a broad range of sectors. It participates in early stage capital requirements.	Private Equity Investor	2008-04-01
Merrill Lynch & Co., Inc. /Old/ Merrill Lynch & Co., Inc. /Old/ Investment Banks/BrokersFinance Provides wealth management, securities trading and sales, corporate finance and investment banking services	Corporate Officer/Principal	-
Oppenheimer Asset Management, Inc. Oppenheimer Asset Management, Inc. Investment ManagersFinance OAM uses a third-party risk model providers and an attribution to examine portfolio characteristics and risk exposure of a manager’s historical portfolio holdings. The firm focuses both on active portfolio management that utilizes both a top-down/bottom-up style emphasizing security selection and value investing.	Corporate Officer/Principal	-

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