James Morecroft Helby
Compliance Officer at Newton Investment Management Ltd.
Profile
Mr. James M.
Helby is a Chief Risk Officer at Newton Investment Management Ltd.
He was the former compliance officer for Newton’s regulated business in the UK and the US (2012-2016).
In his role, he seeks to ensure that risks to the Newton business and its employees are identified and mitigated effectively.
He advises the Newton board of directors on investment and operational risk and regulatory developments and changes.
He also leads risk due diligence on major business development projects.
Prior to joining Newton in January 2012, he acquired a range of experience in high-profile roles at BNY Mellon Asset Management International and at the UK Financial Conduct Authority.
He graduated from the University of Nottingham with a BA in industrial economics.
James Morecroft Helby active positions
| Companies | Position | Start |
|---|---|---|
Newton Investment Management Ltd.
 Newton Investment Management Ltd. Investment ManagersFinance Newton Investment Management Ltd. (Newton) is the wholly-owned, Great Britain-based investment management subsidiary of Newton Management Ltd., ultimately held by The Bank of New York Mellon Corp. (NYSE: BK) (BNY Mellon) in the US. The firm was founded in 1978 as a joint venture with Scottish insurance broker Reed Stenhouse. In 1986 they were acquired by Alexander & Alexander and were renamed Newton Investment Management. Headquartered in London, Newton provides investment products and services to a wide range of clients, such as pension funds, charities, corporations and individuals (via BNY Mellon). Newton is a signatory to the UN Principles for Responsible Investment (PRI). | Compliance Officer | 2011-12-31 |
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| Private companies | 1 |
|---|---|
Newton Investment Management Ltd.
Newton Investment Management Ltd. Investment ManagersFinance Newton Investment Management Ltd. (Newton) is the wholly-owned, Great Britain-based investment management subsidiary of Newton Management Ltd., ultimately held by The Bank of New York Mellon Corp. (NYSE: BK) (BNY Mellon) in the US. The firm was founded in 1978 as a joint venture with Scottish insurance broker Reed Stenhouse. In 1986 they were acquired by Alexander & Alexander and were renamed Newton Investment Management. Headquartered in London, Newton provides investment products and services to a wide range of clients, such as pension funds, charities, corporations and individuals (via BNY Mellon). Newton is a signatory to the UN Principles for Responsible Investment (PRI). | Finance |
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