Horace Carter

Corporate Officer/Principal at RAYMOND JAMES FINANCIAL, INC.

Net worth: 5 M $ as of 2026-05-30

55 year

Finance

Consumer Services

Profile

Mr. Horace Carter is a President & Head of Fixed Income Capital Markets at Raymond James & Associates, Inc. He joined Raymond James in April 2012 as Head of Fixed Income Trading when Morgan Keegan & Co., Inc. was acquired by Raymond James.
He currently serves as Head of the Fixed Income Capital Markets division of Raymond James.
He oversees the fixed income division’s sales, trading, underwriting and research operations, which provide support for institutional and retail financial advisors.
When he was head of Fixed Income Trading, he was responsible for supervision of all institutional and retail traders, in addition to oversight of risk management of all fixed income inventories.
Mr. Carter began his career with Morgan Keegan in 1993 as a Trading Assistant and moved up to various trading positions including SBA, government guaranteed Trading Manager, Corporate Trader, Government/Agency Trader, and Dealer Sales Manager.
He holds a B.A. in Economics from the University of the South.
He is a member of the Securities and Exchange Commission: Fixed Income Market Structure Advisory Committee and Bond Dealers of America Co- Chair Taxable Income Committee.

Known holdings in public companies

Company	Date	Number of shares	Valuation	Valuation date
RAYMOND JAMES FINANCIAL, INC. 0.02%	2024-12-12	35,935 ( 0.02% )	5 M $	2026-05-30

Horace Carter active positions

Companies	Position	Start
RAYMOND JAMES FINANCIAL, INC.	Corporate Officer/Principal	2012-03-31
Raymond James & Associates, Inc. (Invt Mgmt) Raymond James & Associates, Inc. (Invt Mgmt) Investment ManagersFinance RJA-IM generally recommends and provides clients with a diversified investment strategy incorporating domestic and international equities, fixed income and other alternative asset classes such as real estate and commodities. The exact composition of recommended programs and investment strategies is determined based on the client's legal and tax considerations and is greatly influenced by the client's liquidity needs and tolerance for risk.	Analyst-Fixed Income	2012-03-31

All active positions of Horace Carter

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Linked companies

Private companies	3
Raymond James Financial, Inc. Raymond James Financial, Inc. Investment ManagersFinance Provides wealth management, investment banking and advisory services	Finance
Sewanee-The University of the South Sewanee-The University of the South Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services
Raymond James & Associates, Inc. (Invt Mgmt) Raymond James & Associates, Inc. (Invt Mgmt) Investment ManagersFinance RJA-IM generally recommends and provides clients with a diversified investment strategy incorporating domestic and international equities, fixed income and other alternative asset classes such as real estate and commodities. The exact composition of recommended programs and investment strategies is determined based on the client's legal and tax considerations and is greatly influenced by the client's liquidity needs and tolerance for risk.	Finance