Profile
Cynthia Lo Bessette currently works at Shareholder Services, Inc., as Chief Legal Officer, HarbourView Asset Management Corp., as Chief Legal Officer, Oppenheimer Real Asset Management, Inc., as Chief Legal Officer, Trinity Investment Management Corp., as Chief Legal Officer from 2016, and FD Funds Management LLC, as President.
Ms. Lo Bessette also formerly worked at Lord, Abbett & Co. LLC, as Deputy General Counsel from 2009 to 2012, Jennison Associates LLC, as Deputy Chief Legal Officer from 2012 to 2015, Oppenheimer Rochester AMT Free New York Municipal Fund, as Secretary & Chief Legal Officer, Oppenheimer Acquisition Corp., as Secretary, Vice President & General Counsel, Index Management Solutions LLC, as General Counsel, Oppenheimer International Growth & Income Fund, as Secretary & Chief Legal Officer, Oppenheimer Russell 1000 Low Volatility Factor ETF, as Secretary & Chief Legal Officer, and Fidelity Private Credit Fund, as Secretary & Chief Legal Officer from 2022 to 2023.
Cynthia Lo Bessette active positions
| Companies | Position | Start |
|---|---|---|
HarbourView Asset Management Corp.
 HarbourView Asset Management Corp. Investment ManagersFinance Part of Invesco Ltd., HarbourView Asset Management Corp. is an investment advice company. The company is based in New York, NY. | General Counsel | - |
Oppenheimer Real Asset Management, Inc.
 Oppenheimer Real Asset Management, Inc. Investment ManagersFinance Part of Invesco Ltd., Oppenheimer Real Asset Management, Inc. provides investment advice. The company is based in New York, NY. | General Counsel | - |
| Shareholder Services, Inc. | General Counsel | - |
Trinity Investment Management Corp.
 Trinity Investment Management Corp. Investment ManagersFinance Part of Invesco Ltd., Trinity Investment Management Corp. is a company that provides investment advice services. The company is based in Bellefonte, PA. | General Counsel | 2016-01-31 |
Former positions of Cynthia Lo Bessette
| Companies | Position | End |
|---|---|---|
Fidelity Private Credit Fund
 Fidelity Private Credit Fund Investment ManagersFinance Fidelity Private Credit Fund is a business development company which invests in middle and upper-middle market companies located in the United States. The fund targets companies operating across a broad range of sectors. It provides financing in the form of loans, mezzanine term loans, debt with warrants, preferred equity investments, or equity co-investments.c | General Counsel | 2023-03-30 |
Jennison Associates LLC
 Jennison Associates LLC Investment ManagersFinance Jennison Associates LLC is a SEC-registered investment advisor and mutual fund manager which was founded in 1969 by Spiros Segalas and six colleagues. The firm was acquired by The Prudential Insurance Company of America (PICA) in 1985. They are a subsidiary of PGIM, Inc., ultimately held by Prudential Financial, Inc. (NYSE: PRU). Headquartered in New York City, Jennison Associates provides portfolio management services to corporate pension and profit-sharing plans, Taft-Hartley plans, charitable institutions, foundations, endowments, municipalities and other governmental entities, trusts, registered mutual funds and their investment managers and other financial institutions, individuals (primarily through wrap fee programs), collective and common trusts, private funds, insurance companies, sovereign funds, foreign funds such as UCITs and SICAVs, and other US and international institutions. | Corporate Officer/Principal | 2015-02-28 |
Lord, Abbett & Co. LLC
 Lord, Abbett & Co. LLC Investment ManagersFinance Lord Abbett & Co. LLC (Lord Abbett) is an independent, SEC-registered investment advisor and mutual fund manager headquartered in Jersey City, New Jersey. Founded in 1929, Lord Abbett provides advisory services to a variety of institutional clients, the Lord Abbett Funds and other registered investment companies sponsored by third parties, the Lord Abbett UCITS Funds, the Lord Abbett Luxembourg Fund, other foreign funds, privately offered commingled funds and various separately managed accounts. | Corporate Officer/Principal | 2012-01-31 |
Oppenheimer Rochester AMT Free New York Municipal Fund
 Oppenheimer Rochester AMT Free New York Municipal Fund Investment Trusts/Mutual FundsMiscellaneous Oppenheimer Rochester Amt Free New York Municipal Fund is a diversified closed-end management investment company. The fund objective is to seek tax-free income. The company was founded on August 16, 1984 and is headquartered in Centennial, CO. | General Counsel | - |
Oppenheimer Russell 1000 Low Volatility Factor ETF
 Oppenheimer Russell 1000 Low Volatility Factor ETF Investment Trusts/Mutual FundsMiscellaneous Oppenheimer Russell 1000 Low Volatility Factor ETF is an investment fund, which includes the possible loss of principal amount invested. The company is composed of securities in the Russell 1000 Index that, in the aggregate, have lower volatility characteristics relative to the broader U.S. equity market. It seeks to provide investment results that correspond generally, before fees and expenses, to the performance of the Russell 1000 Volatility Factor Index. The company was founded on November 8, 2017 and is headquartered in New York, NY. | General Counsel | - |
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| Private companies | 12 |
|---|---|
Lord, Abbett & Co. LLC
Lord, Abbett & Co. LLC Investment ManagersFinance Lord Abbett & Co. LLC (Lord Abbett) is an independent, SEC-registered investment advisor and mutual fund manager headquartered in Jersey City, New Jersey. Founded in 1929, Lord Abbett provides advisory services to a variety of institutional clients, the Lord Abbett Funds and other registered investment companies sponsored by third parties, the Lord Abbett UCITS Funds, the Lord Abbett Luxembourg Fund, other foreign funds, privately offered commingled funds and various separately managed accounts. | Finance |
Jennison Associates LLC
Jennison Associates LLC Investment ManagersFinance Jennison Associates LLC is a SEC-registered investment advisor and mutual fund manager which was founded in 1969 by Spiros Segalas and six colleagues. The firm was acquired by The Prudential Insurance Company of America (PICA) in 1985. They are a subsidiary of PGIM, Inc., ultimately held by Prudential Financial, Inc. (NYSE: PRU). Headquartered in New York City, Jennison Associates provides portfolio management services to corporate pension and profit-sharing plans, Taft-Hartley plans, charitable institutions, foundations, endowments, municipalities and other governmental entities, trusts, registered mutual funds and their investment managers and other financial institutions, individuals (primarily through wrap fee programs), collective and common trusts, private funds, insurance companies, sovereign funds, foreign funds such as UCITs and SICAVs, and other US and international institutions. | Finance |
| Shareholder Services, Inc. | |
Oppenheimer Rochester AMT Free New York Municipal Fund
Oppenheimer Rochester AMT Free New York Municipal Fund Investment Trusts/Mutual FundsMiscellaneous Oppenheimer Rochester Amt Free New York Municipal Fund is a diversified closed-end management investment company. The fund objective is to seek tax-free income. The company was founded on August 16, 1984 and is headquartered in Centennial, CO. | Miscellaneous |
Oppenheimer Acquisition Corp.
 Oppenheimer Acquisition Corp. Finance/Rental/LeasingFinance Oppenheimer Acquisition Corp. provides mortgage banking and investment services. The company was founded in 1990 and is headquartered in New York, NY. | Finance |
HarbourView Asset Management Corp.
HarbourView Asset Management Corp. Investment ManagersFinance Part of Invesco Ltd., HarbourView Asset Management Corp. is an investment advice company. The company is based in New York, NY. | Finance |
Index Management Solutions LLC
 Index Management Solutions LLC Investment ManagersFinance Founded in 2009, Index Management Solutions LLC (IMS) is a registered investment advisor located in Philadelphia, Pennsylvania. The firm is a wholly-owned subsidiary of VTL Associates LLC. IMS povides two categories of investment advisory services: sub-advisory services to VTL Associates LLC’s alternative weight equity index investment program and sub-advisory services to seven series of the RevenueShares ETF Trust, six series of the Exchange Traded Concepts Trust, two series of ETF Series Solutions and three series of the KraneShares Trust. Investors typically include pension and profit sharing plans; trusts; estates; charitable organizations; corporations or other business entities; municipal, local and state governments, agencies and authorities; other governmental entities; and other investment advisors. | Finance |
Oppenheimer Real Asset Management, Inc.
Oppenheimer Real Asset Management, Inc. Investment ManagersFinance Part of Invesco Ltd., Oppenheimer Real Asset Management, Inc. provides investment advice. The company is based in New York, NY. | Finance |
Trinity Investment Management Corp.
Trinity Investment Management Corp. Investment ManagersFinance Part of Invesco Ltd., Trinity Investment Management Corp. is a company that provides investment advice services. The company is based in Bellefonte, PA. | Finance |
Oppenheimer International Growth & Income Fund
 Oppenheimer International Growth & Income Fund Investment Trusts/Mutual FundsMiscellaneous Oppenheimer International Growth & Income Fund is a mutual fund, which invests in international equities with the potential for growth and attractive dividend yields. The company was founded on June 28, 2016 and is headquartered in Centennial, CO. | Miscellaneous |
Oppenheimer Russell 1000 Low Volatility Factor ETF
Oppenheimer Russell 1000 Low Volatility Factor ETF Investment Trusts/Mutual FundsMiscellaneous Oppenheimer Russell 1000 Low Volatility Factor ETF is an investment fund, which includes the possible loss of principal amount invested. The company is composed of securities in the Russell 1000 Index that, in the aggregate, have lower volatility characteristics relative to the broader U.S. equity market. It seeks to provide investment results that correspond generally, before fees and expenses, to the performance of the Russell 1000 Volatility Factor Index. The company was founded on November 8, 2017 and is headquartered in New York, NY. | Miscellaneous |
Fidelity Private Credit Fund
Fidelity Private Credit Fund Investment ManagersFinance Fidelity Private Credit Fund is a business development company which invests in middle and upper-middle market companies located in the United States. The fund targets companies operating across a broad range of sectors. It provides financing in the form of loans, mezzanine term loans, debt with warrants, preferred equity investments, or equity co-investments.c | Finance |
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