Stephanie Darling
Compliance Officer at THE SWISS HELVETIA FUND INC.
Profile
Stephanie L.
Darling is currently the Chief Compliance Officer at Mexico Equity & Income Fund, Inc., The Swiss Helvetia Fund, Inc., Special Opportunities Fund, Inc., Crossroads Capital, Inc., and High Income Securities Fund.
She is also the Principal at Law Office of Stephanie Darling and the Chief Compliance Officer at Ryan Heritage LLP.
She received her doctorate degree from The University of Maryland Francis King Carey School of Law in 1995 and her undergraduate degree from Pennsylvania State University College of Medicine in 1992.
Stephanie Darling active positions
| Companies | Position | Start |
|---|---|---|
| THE SWISS HELVETIA FUND INC. | Compliance Officer | 2019-01-24 |
| HIGH INCOME SECURITIES FUND | Compliance Officer | 2018-06-30 |
| SPECIAL OPPORTUNITIES FUND, INC. | Compliance Officer | 2020-03-31 |
| MEXICO EQUITY & INCOME FUND INC. | Compliance Officer | 2019-12-31 |
Crossroads Capital, Inc.
 Crossroads Capital, Inc. Investment ManagersFinance Crossroads Capital, Inc. is a managed, non-diversified, closed-end management investment company. It has an objective of focusing on preserve capital and maximize stockholder value by pursuing the sale of our portfolio investments, limiting expenses and deploying surplus cash as appropriate, including into yielding investments to offset, in part, operating expenses. The company was founded on May 9, 2008 and is headquartered in Lincoln, NE. | Compliance Officer | 2015-12-01 |
| Law Office of Stephanie Darling | Corporate Officer/Principal | - |
Ryan Heritage LLP
 Ryan Heritage LLP Investment ManagersFinance Ryan Heritage LLP provides investment advice. The private company is based in Saddle Brook, NJ. | Compliance Officer | - |
Training of Stephanie Darling
| The University of Maryland Francis King Carey School of Law | Doctorate Degree |
| Pennsylvania State University College of Medicine | Undergraduate Degree |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 7 |
|---|---|
Mexico Equity & Income Fund, Inc.
 Mexico Equity & Income Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous Mexico Equity & Income Fund, Inc. is a closed-end, non-diversified management investment company. The company's investment objective is to seek total return through capital appreciation and current income by investing equity and convertible securities issued by Mexican companies and debt securities of Mexican issuers. The Company was founded on May 24, 1990 and is headquartered in Milwaukee, WI. | Miscellaneous |
The Swiss Helvetia Fund, Inc.
 The Swiss Helvetia Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous The Swiss Helvetia Fund, Inc. operates as a non-diversified, closed end investment fund. It intends to seek long-term capital appreciation through investment in equity and equity-linked securities of Swiss companies and it also intends to acquire and hold equity and equity-linked securities of non-Swiss companies in limited instances. The company was founded on October 24, 1986 and is headquartered in Milwaukee, WI. | Miscellaneous |
Special Opportunities Fund, Inc.
 Special Opportunities Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous Special Opportunities Fund, Inc. is a closed-end diversified management investment company. The company was founded on February 19, 1993 and is headquartered in Milwaukee, WI. | Miscellaneous |
Crossroads Capital, Inc.
Crossroads Capital, Inc. Investment ManagersFinance Crossroads Capital, Inc. is a managed, non-diversified, closed-end management investment company. It has an objective of focusing on preserve capital and maximize stockholder value by pursuing the sale of our portfolio investments, limiting expenses and deploying surplus cash as appropriate, including into yielding investments to offset, in part, operating expenses. The company was founded on May 9, 2008 and is headquartered in Lincoln, NE. | Finance |
High Income Securities Fund
 High Income Securities Fund Investment Trusts/Mutual FundsMiscellaneous High Income Securities Fund is a close-end management investment fund. The firm engages in the provision of mutual fund services. It seeks to provide high current income as a primary objective and capital appreciation as a secondary objective. The company is headquartered in Milwaukee, WI. | Miscellaneous |
| Law Office of Stephanie Darling | |
Ryan Heritage LLP
Ryan Heritage LLP Investment ManagersFinance Ryan Heritage LLP provides investment advice. The private company is based in Saddle Brook, NJ. | Finance |
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