Peggy Shiu

Compliance Officer at CANADIAN UTILITIES & TELECOM INCOME FUND

Miscellaneous

Finance

Consumer Services

Profile

Ms. Peggy Shiu, CFA, is a Vice President & Chief Compliance Officer at Mulvihill Capital Management, Inc., a Chief Compliance Officer & VP-Portfolio Manager at Canadian Utilities & Telecom Income Fund, a Chief Commercial Officer at Premium Global Income Split Corp., a Chief Compliance Officer & Vice President at Core Canadian Dividend Trust and a Chief Compliance Officer & Vice-President at S Split Corp.
She has over 31 years of experience in the investment industry, joining Mulvihill in 1995.
She is a member of the Investment Management team, and the Asset Mix Committee, with extensive experience in the Canadian, U.S., and A.D.R.
markets.
Ms. Shiu was previously employed as a Chief Compliance Officer, VP & Portfolio Manager by Government Strip Bond Trust, a Chief Compliance Officer & Vice President by Low Volatility Global Income Fund, a Chief Compliance Officer & Vice President by Low Volatility US Equity Income Fund, a Chief Compliance Officer, VP & Portfolio Manager by NDX Growth & Income Fund, a Chief Compliance Officer, VP & Portfolio Manager by Top 10 Canadian Financial Trust, a Chief Compliance Officer & Vice President by Top 10 Split Trust, and a Chief Compliance Officer & Vice President by US Financials Income Fund.
She received a Hon.
B.Comm from The University of Toronto and a CFA charter holder.

Peggy Shiu active positions

Companies	Position	Start
CANADIAN UTILITIES & TELECOM INCOME FUND	Compliance Officer	1994-12-31
CORE CANADIAN DIVIDEND TRUST	Compliance Officer	-
MULVIHILL S SPLIT CORP.	Compliance Officer	-
PREMIUM GLOBAL INCOME SPLIT FUND	Corporate Officer/Principal	-
Mulvihill Capital Management, Inc. Mulvihill Capital Management, Inc. Investment ManagersFinance Mulvihill is an active manager which aims to provide superior risk-adjusted performance for their clients’ portfolios by delivering enhanced yield, capital preservation, and lower portfolio volatility. The firm’s strategies has been developed and refined over numerous market cycles to adapt to ever changing market conditions.	Compliance Officer	1995-03-31

All active positions of Peggy Shiu

Former positions of Peggy Shiu

Companies	Position	End
Government Strip Bond Trust Government Strip Bond Trust Investment Trusts/Mutual FundsMiscellaneous Closed-End Investment Fund/Investment Trust	General Counsel	2013-01-06
TOP 10 SPLIT TR UN	Compliance Officer	-
NDX GROWTH & INCOME FUND	Compliance Officer	-
LOW VOLATILITY U.S. EQUITY INCOME FUND	Compliance Officer	-
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See the detail of Peggy Shiu's experience

Training of Peggy Shiu

Experiences
Positions held

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Inactive

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Private companies

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Connections

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Female

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Linked companies

Private companies	13
Top 10 Canadian Financial Trust Top 10 Canadian Financial Trust Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
Premium Global Income Split Corp. Premium Global Income Split Corp. Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
Top 10 Split Trust Top 10 Split Trust Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
Core Canadian Dividend Trust Core Canadian Dividend Trust Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
S Split Corp. S Split Corp. Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
Canadian Utilities & Telecom Income Fund Canadian Utilities & Telecom Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
Low Volatility US Equity Income Fund Low Volatility US Equity Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
NDX Growth & Income Fund NDX Growth & Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
US Financials Income Fund US Financials Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
Mulvihill Capital Management, Inc. Mulvihill Capital Management, Inc. Investment ManagersFinance Mulvihill is an active manager which aims to provide superior risk-adjusted performance for their clients’ portfolios by delivering enhanced yield, capital preservation, and lower portfolio volatility. The firm’s strategies has been developed and refined over numerous market cycles to adapt to ever changing market conditions.	Finance
University of Toronto University of Toronto Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services
Government Strip Bond Trust Government Strip Bond Trust Investment Trusts/Mutual FundsMiscellaneous Closed-End Investment Fund/Investment Trust	Miscellaneous
Low Volatility Global Income Fund Low Volatility Global Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Unit Investment Trust	Miscellaneous

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