![Osamu Watanabe](data:image/svg+xml,<svg xmlns="http://www.w3.org/2000/svg" width="16" height="16" fill="%231b1b1b" class="bi bi-person-fill" viewBox="0 0 16 16"><path d="M3 14s-1 0-1-1 1-4 6-4 6 3 6 4-1 1-1 1zm5-6a3 3 0 1 0 0-6 3 3 0 0 0 0 6"/></svg>)
Osamu Watanabe
Compliance Officer at
MOELIS & COMPANY
Net worth: 335 171 $ as of 2026-05-30
Profile
Osamu R.
Watanabe currently works at Moelis & Company UK Holdings B Ltd., as Director from 2018 and Moelis & Co., as Secretary & Chief Compliance Officer from 2014.
Mr. Watanabe also formerly worked at Credit Suisse Securities (USA) LLC (Broker), as Principal, Upfront Ventures Management LLC, as General Counsel, UBS Securities LLC, as Principal, Sagent Advisors LLC, as Chief Compliance Officer & General Counsel from 2009 to 2010, Moelis & Co. LLC, as Senior Vice President & Deputy General Counsel, and Donaldson, Lufkin & Jenrette Securities Corp., as Principal.
Mr. Watanabe received his undergraduate degree from Antioch College and graduate degree in 1985 from Yale Law School.
Known holdings in public companies
| Company | Date | Number of shares | Valuation | Valuation date |
|---|---|---|---|---|
MOELIS & CO. CLASS A 0.01% | 2026-04-26 | 4,981 ( 0.01% ) | 335 171 $ | 2026-05-30 |
Osamu Watanabe active positions
| Companies | Position | Start |
|---|---|---|
| MOELIS & COMPANY | Compliance Officer | 2010-12-31 |
Moelis & Company UK Holdings B Ltd.
 Moelis & Company UK Holdings B Ltd. Financial ConglomeratesFinance Functions as an investment holding company | Director/Board Member | 2018-11-15 |
Former positions of Osamu Watanabe
| Companies | Position | End |
|---|---|---|
Sagent Advisors LLC
 Sagent Advisors LLC Investment ManagersFinance Provides financial advisory services | Compliance Officer | 2009-12-31 |
Upfront Ventures Management LLC
 Upfront Ventures Management LLC Investment ManagersFinance Upfront Ventures seeks investment opportunities in companies located across the globe and primarily in the United States. The firm targets companies operating across a broad range of sectors. It provides financing for seed and early stage capital requirements. | General Counsel | - |
Donaldson, Lufkin & Jenrette Securities Corp.
 Donaldson, Lufkin & Jenrette Securities Corp. Investment Banks/BrokersFinance Provides investment banking and brokerage services | Corporate Officer/Principal | - |
Credit Suisse Securities (USA) LLC (Broker)
 Credit Suisse Securities (USA) LLC (Broker) Investment Banks/BrokersFinance Provides brokerage services | Corporate Officer/Principal | - |
UBS Securities LLC
 UBS Securities LLC Investment Banks/BrokersFinance Provides brokerage services | Corporate Officer/Principal | - |
Training of Osamu Watanabe
Experiences
Positions held
Active
Inactive
Listed companies
Private companies
Connections
41
1st degree connections
10
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 10 |
|---|---|
Credit Suisse Securities (USA) LLC (Broker)
Credit Suisse Securities (USA) LLC (Broker) Investment Banks/BrokersFinance Provides brokerage services | Finance |
Upfront Ventures Management LLC
Upfront Ventures Management LLC Investment ManagersFinance Upfront Ventures seeks investment opportunities in companies located across the globe and primarily in the United States. The firm targets companies operating across a broad range of sectors. It provides financing for seed and early stage capital requirements. | Finance |
UBS Securities LLC
UBS Securities LLC Investment Banks/BrokersFinance Provides brokerage services | Finance |
Sagent Advisors LLC
Sagent Advisors LLC Investment ManagersFinance Provides financial advisory services | Finance |
Moelis & Co. LLC
 Moelis & Co. LLC Investment Banks/BrokersFinance Provides brokerage services | Finance |
Donaldson, Lufkin & Jenrette Securities Corp.
Donaldson, Lufkin & Jenrette Securities Corp. Investment Banks/BrokersFinance Provides investment banking and brokerage services | Finance |
Antioch College
 Antioch College Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
Yale Law School
 Yale Law School Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
Moelis & Co.
 Moelis & Co. Investment Banks/BrokersFinance Provides financial advisory, capital raising and asset management services | Finance |
Moelis & Company UK Holdings B Ltd.
Moelis & Company UK Holdings B Ltd. Financial ConglomeratesFinance Functions as an investment holding company | Finance |
- Stock Market
- Insiders
- Osamu Watanabe
