Mark Kaplan

Director/Board Member at CF ACQUISITION CORP. IV

66 year

Finance

Consumer Services

Profile

Mark Elliot Kaplan is Chief Executive Officer at H.
C.
Wainwright & Co. LLC since 2025.
Mr. Kaplan is Chief Executive Officer at H.C.
Wainwright & Co. LLC since 2025.
Mr. Kaplan is Director at CF Acquisition Corp.
IV since 2021.
Mr. Kaplan is Global Chief Operating Officer at Cantor Fitzgerald LP since 2018.
Mr. Kaplan was Chief Executive Officer at Cantor Fitzgerald Investment Advisors LP from 2018 to 2025.
Mr. Kaplan was Chief Executive Officer at CF Secured LLC from 2023 to 2025.
Mr. Kaplan was Managing Director & Director-Litigation at Oppenheimer & Co., Inc. Mr. Kaplan was Director at CF Acquisition Corp.
VIII from 2022 to 2023.
Mr. Kaplan was Chief Administrative Officer at Société Générale SA (Broker).
Mr. Kaplan graduated from Columbia Law School in 1986.
Mr. Kaplan graduated from Bucknell University in 1982.

Mark Kaplan active positions

Companies	Position	Start
CF ACQUISITION CORP. IV	Director/Board Member	2021-12-27
Cantor Fitzgerald LP Cantor Fitzgerald LP Investment Banks/BrokersFinance Provides investment banking, asset management, equities trading and sales, research & capital markets services	Chief Operating Officer	2018-01-31
H. C. Wainwright & Co. LLC H. C. Wainwright & Co. LLC Investment Banks/BrokersFinance Provides brokerage services	Chief Executive Officer	2025-07-14
HC Wainwright & Co. LLC HC Wainwright & Co. LLC Investment Banks/BrokersFinance Provides investment banking, financial advisory, securities sales, trading and research services	Chief Executive Officer	2025-07-14

All active positions of Mark Kaplan

Former positions of Mark Kaplan

Companies	Position	End
Cantor Fitzgerald Investment Advisors LP Cantor Fitzgerald Investment Advisors LP Investment ManagersFinance CFIA constructs proprietary ETF investment Portfolios using strategic, tactical, and opportunistic asset allocation techniques. Their investment philosophy emphasizes macroeconomic research in creating an active asset allocation strategy. This strategy is implemented through unique time and risk-based Portfolios. The firm has also developed a dynamic volatility strategy that utilizes a rules-based methodology with a qualitative overlay to build incremental positions that are either long or short in volatility using ETFs/ETNs. They are either long or short, but never both. CFIA primarily utilizes index-based ETFs, which are passive managed investments, in order to gain diversified exposure to a desired asset class or category.	Chief Executive Officer	2025-03-31
CF Secured LLC CF Secured LLC Investment Banks/BrokersFinance Provides brokerage services	Chief Executive Officer	2025-03-31
XBP EUROPAR	Director/Board Member	2023-11-28
Oppenheimer & Co., Inc. Oppenheimer & Co., Inc. Investment ManagersFinance Provides wealth and asset management, brokerage & investment banking services	Corporate Officer/Principal	-
Société Générale SA (Broker) Société Générale SA (Broker) Investment Banks/BrokersFinance Provides brokerage services	Chief Administrative Officer	-

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Training of Mark Kaplan

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Linked companies

Private companies	11
Oppenheimer & Co., Inc. Oppenheimer & Co., Inc. Investment ManagersFinance Provides wealth and asset management, brokerage & investment banking services	Finance
H. C. Wainwright & Co. LLC H. C. Wainwright & Co. LLC Investment Banks/BrokersFinance Provides brokerage services	Finance
Société Générale SA (Broker) Société Générale SA (Broker) Investment Banks/BrokersFinance Provides brokerage services	Finance
Bucknell University Bucknell University Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services
Cantor Fitzgerald LP Cantor Fitzgerald LP Investment Banks/BrokersFinance Provides investment banking, asset management, equities trading and sales, research & capital markets services	Finance
HC Wainwright & Co. LLC HC Wainwright & Co. LLC Investment Banks/BrokersFinance Provides investment banking, financial advisory, securities sales, trading and research services	Finance
Columbia Law School Columbia Law School Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services
Cantor Fitzgerald Investment Advisors LP Cantor Fitzgerald Investment Advisors LP Investment ManagersFinance CFIA constructs proprietary ETF investment Portfolios using strategic, tactical, and opportunistic asset allocation techniques. Their investment philosophy emphasizes macroeconomic research in creating an active asset allocation strategy. This strategy is implemented through unique time and risk-based Portfolios. The firm has also developed a dynamic volatility strategy that utilizes a rules-based methodology with a qualitative overlay to build incremental positions that are either long or short in volatility using ETFs/ETNs. They are either long or short, but never both. CFIA primarily utilizes index-based ETFs, which are passive managed investments, in order to gain diversified exposure to a desired asset class or category.	Finance
CF Secured LLC CF Secured LLC Investment Banks/BrokersFinance Provides brokerage services	Finance
CF Acquisition Corp. IV CF Acquisition Corp. IV Financial ConglomeratesFinance Operates as a blank check company	Finance
CF Acquisition Corp. VIII CF Acquisition Corp. VIII Financial ConglomeratesFinance Operates as a blank check company	Finance