![Mark Kaplan](data:image/svg+xml,<svg xmlns="http://www.w3.org/2000/svg" width="16" height="16" fill="%231b1b1b" class="bi bi-person-fill" viewBox="0 0 16 16"><path d="M3 14s-1 0-1-1 1-4 6-4 6 3 6 4-1 1-1 1zm5-6a3 3 0 1 0 0-6 3 3 0 0 0 0 6"/></svg>)
Mark Kaplan
Director/Board Member at
CF ACQUISITION CORP. IV
Profile
Mark Elliot Kaplan is currently Chief Executive Officer at H.C.
Wainwright & Co. LLC since 2025, Director at CF Acquisition Corp.
IV since 2021, and Global Chief Operating Officer at Cantor Fitzgerald LP since 2018.
Former roles include Chief Executive Officer at Cantor Fitzgerald Investment Advisors LP from 2018 to 2025, Chief Executive Officer at CF Secured LLC from 2023 to 2025, Chief Executive Officer at H.
C.
Wainwright & Co. LLC from 2025 to 2026, Managing Director & Director-Litigation at Oppenheimer & Co., Inc., Director at CF Acquisition Corp.
VIII from 2022 to 2023, and Chief Administrative Officer at Société Générale SA (Broker).
Education includes a graduate degree from Columbia Law School in 1986 and an undergraduate degree from Bucknell University in 1982.
Mark Kaplan active positions
| Companies | Position | Start |
|---|---|---|
| CF ACQUISITION CORP. IV | Director/Board Member | 2021-12-27 |
Cantor Fitzgerald LP
 Cantor Fitzgerald LP Investment Banks/BrokersFinance Provides investment banking, asset management, equities trading and sales, research & capital markets services | Chief Operating Officer | 2018-01-31 |
HC Wainwright & Co. LLC
 HC Wainwright & Co. LLC Investment Banks/BrokersFinance Provides investment banking, financial advisory, securities sales, trading and research services | Chief Executive Officer | 2025-07-14 |
Former positions of Mark Kaplan
| Companies | Position | End |
|---|---|---|
H. C. Wainwright & Co. LLC
 H. C. Wainwright & Co. LLC Investment Banks/BrokersFinance Provides brokerage services | Chief Executive Officer | 2025-12-31 |
Cantor Fitzgerald Investment Advisors LP
 Cantor Fitzgerald Investment Advisors LP Investment ManagersFinance CFIA constructs proprietary ETF investment Portfolios using strategic, tactical, and opportunistic asset allocation techniques. Their investment philosophy emphasizes macroeconomic research in creating an active asset allocation strategy. This strategy is implemented through unique time and risk-based Portfolios. The firm has also developed a dynamic volatility strategy that utilizes a rules-based methodology with a qualitative overlay to build incremental positions that are either long or short in volatility using ETFs/ETNs. They are either long or short, but never both. CFIA primarily utilizes index-based ETFs, which are passive managed investments, in order to gain diversified exposure to a desired asset class or category. | Chief Executive Officer | 2025-03-31 |
CF Secured LLC
 CF Secured LLC Investment Banks/BrokersFinance Provides brokerage services | Chief Executive Officer | 2025-03-31 |
| XBP EUROPAR | Director/Board Member | 2023-11-28 |
Oppenheimer & Co., Inc.
 Oppenheimer & Co., Inc. Investment ManagersFinance Provides wealth and asset management, brokerage & investment banking services | Corporate Officer/Principal | - |
Training of Mark Kaplan
Experiences
Positions held
Active
Inactive
Listed companies
Private companies
Connections
96
1st degree connections
11
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 11 |
|---|---|
Oppenheimer & Co., Inc.
Oppenheimer & Co., Inc. Investment ManagersFinance Provides wealth and asset management, brokerage & investment banking services | Finance |
H. C. Wainwright & Co. LLC
H. C. Wainwright & Co. LLC Investment Banks/BrokersFinance Provides brokerage services | Finance |
Société Générale SA (Broker)
 Société Générale SA (Broker) Investment Banks/BrokersFinance Provides brokerage services | Finance |
Bucknell University
 Bucknell University Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
Cantor Fitzgerald LP
Cantor Fitzgerald LP Investment Banks/BrokersFinance Provides investment banking, asset management, equities trading and sales, research & capital markets services | Finance |
HC Wainwright & Co. LLC
HC Wainwright & Co. LLC Investment Banks/BrokersFinance Provides investment banking, financial advisory, securities sales, trading and research services | Finance |
Columbia Law School
 Columbia Law School Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
Cantor Fitzgerald Investment Advisors LP
Cantor Fitzgerald Investment Advisors LP Investment ManagersFinance CFIA constructs proprietary ETF investment Portfolios using strategic, tactical, and opportunistic asset allocation techniques. Their investment philosophy emphasizes macroeconomic research in creating an active asset allocation strategy. This strategy is implemented through unique time and risk-based Portfolios. The firm has also developed a dynamic volatility strategy that utilizes a rules-based methodology with a qualitative overlay to build incremental positions that are either long or short in volatility using ETFs/ETNs. They are either long or short, but never both. CFIA primarily utilizes index-based ETFs, which are passive managed investments, in order to gain diversified exposure to a desired asset class or category. | Finance |
CF Secured LLC
CF Secured LLC Investment Banks/BrokersFinance Provides brokerage services | Finance |
CF Acquisition Corp. IV
 CF Acquisition Corp. IV Financial ConglomeratesFinance Operates as a blank check company | Finance |
CF Acquisition Corp. VIII
 CF Acquisition Corp. VIII Financial ConglomeratesFinance Operates as a blank check company | Finance |
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