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Joyce Riegel
Compliance Officer at
Duff & Phelps Gbl Utility & Midstream Energy Income Fund
Profile
Joyce B. Riegel is Chief Compliance Officer at Duff & Phelps Gbl Utility & Midstream Energy Income Fund since 2011.
Former roles include Compliance Officer at Stein Roe & Farnham, Inc. in 2000; Senior Vice President at Duff & Phelps Investment Management Co. in 2012; Chief Compliance Officer at Stein Roe Investment Counsel LLC from 2001 to 2002; Chief Compliance Officer at DNP Select Income Fund; Chief Compliance Officer at Duff & Phelps Utility and Infrastructure Fund Inc.; Chief Compliance Officer at DTF Tax-Free Income 2028 Term Fund Inc. from 2003 to 2020; and Chief Compliance Officer at Duff & Phelps Utility & Corporate Bond Trust Inc. Education includes undergraduate studies at Governors State University (Illinois) and an MBA from Saint Xavier University.
Joyce Riegel active positions
| Companies | Position | Start |
|---|---|---|
Duff & Phelps Gbl Utility & Midstream Energy Income Fund
 Duff & Phelps Gbl Utility & Midstream Energy Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Compliance Officer | 2012-08-23 |
Former positions of Joyce Riegel
| Companies | Position | End |
|---|---|---|
| DTF TAX-FREE INCOME 2028 TERM FUND INC. | Compliance Officer | 2020-02-29 |
Stein Roe Investment Counsel LLC
 Stein Roe Investment Counsel LLC Investment ManagersFinance Portfolio managers, research analysts and investment strategists work together to construct the most appropriate portfolio to meet each client's objectives. Growth stocks serve as the core of every client's equity portfolio. In addition, Stein uses opportunity stocks to provide an element of balance and diversity in each portfolio. Opportunity stocks include attractively priced companies with more modest growth rates as well as special situations that are value driven. Their fixed-income investment process incorporates both top-down and bottom-up factors by emphasizing three key components: yield curve management, sector analysis and individual security selection. After determining asset allocation guidelines in league with their clients, Roe employs a 'best of breed' approach to implementation over a variety of asset classes. For many of their clients they utilize external expertise in niche areas that complement their core portfolio structure (these may include small capitalization stocks, international equities and alternative investments). | Corporate Officer/Principal | 2002-07-31 |
Stein Roe & Farnham, Inc.
 Stein Roe & Farnham, Inc. Investment ManagersFinance Provides insurance and investment products | Corporate Officer/Principal | 2000-11-29 |
| DUFF & PHELPS UTILITY AND INFRASTRUCTURE FUND INC. | Compliance Officer | - |
| DUFF & PHELPS UTILITY AND CORPORATE BOND TRUST INC. | Compliance Officer | - |
Training of Joyce Riegel
Experiences
Positions held
Active
Inactive
Listed companies
Private companies
Connections
38
1st degree connections
10
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 10 |
|---|---|
Stein Roe & Farnham, Inc.
Stein Roe & Farnham, Inc. Investment ManagersFinance Provides insurance and investment products | Finance |
Duff & Phelps Investment Management Co.
 Duff & Phelps Investment Management Co. Investment ManagersFinance Duff & Phelps provides specialty investment strategies that enhance client outcomes through active portfolio management and customized solutions. Their investment strategies include global listed infrastructure, global listed real estate, MLPs & Energy, international equities, investment grade fixed income and domestic securities. In the portfolio construction process, the firm utilizes top-down macro considerations with fundamental bottom-up company research analysis. | Finance |
Stein Roe Investment Counsel LLC
Stein Roe Investment Counsel LLC Investment ManagersFinance Portfolio managers, research analysts and investment strategists work together to construct the most appropriate portfolio to meet each client's objectives. Growth stocks serve as the core of every client's equity portfolio. In addition, Stein uses opportunity stocks to provide an element of balance and diversity in each portfolio. Opportunity stocks include attractively priced companies with more modest growth rates as well as special situations that are value driven. Their fixed-income investment process incorporates both top-down and bottom-up factors by emphasizing three key components: yield curve management, sector analysis and individual security selection. After determining asset allocation guidelines in league with their clients, Roe employs a 'best of breed' approach to implementation over a variety of asset classes. For many of their clients they utilize external expertise in niche areas that complement their core portfolio structure (these may include small capitalization stocks, international equities and alternative investments). | Finance |
Duff & Phelps Gbl Utility & Midstream Energy Income Fund
Duff & Phelps Gbl Utility & Midstream Energy Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
DNP Select Income Fund
 DNP Select Income Fund Investment Trusts/Mutual FundsMiscellaneous Functions as a closed-end investment fund or Investment trust | Miscellaneous |
Duff & Phelps Utility and Infrastructure Fund Inc.
 Duff & Phelps Utility and Infrastructure Fund Inc. Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
DTF Tax-Free Income 2028 Term Fund Inc.
 DTF Tax-Free Income 2028 Term Fund Inc. Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
Duff & Phelps Utility & Corporate Bond Trust Inc.
 Duff & Phelps Utility & Corporate Bond Trust Inc. Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
Governors State University (Illinois)
 Governors State University (Illinois) Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
Saint Xavier University
 Saint Xavier University Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
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