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Joseph P. Tuorto
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Profile
Mr. Tuorto joined LPL in 2004.
Prior to that, he was the Chief Compliance Officer of Raymond James & Associates.
Mr. Tuorto has a pre-law finance degree from the University of South Florida and a Masters of Business Administration from the University of Tampa.
Former positions of Joseph P. Tuorto
| Companies | Position | End |
|---|---|---|
LPL Financial LLC
 LPL Financial LLC Investment ManagersFinance LPL Financials’ advisory services are made available to clients primarily through individuals associated with LPL as investment advisor representatives (IARs). The IARs has access to various research reports and model portfolios to which they may refer in determining investment advice IAR provides to clients. The IAR chooses their own research methods, investment style and management philosophy. | General Counsel | 2009-12-30 |
LPL Financial LLC
LPL Financial LLC Investment ManagersFinance LPL Financials’ advisory services are made available to clients primarily through individuals associated with LPL as investment advisor representatives (IARs). The IARs has access to various research reports and model portfolios to which they may refer in determining investment advice IAR provides to clients. The IAR chooses their own research methods, investment style and management philosophy. | President | 2009-07-01 |
National Society of Compliance Professionals
 National Society of Compliance Professionals Miscellaneous Commercial ServicesCommercial Services Operates as a nonprofit organization that serves and supports compliance professionals in the financial services industry | Director/Board Member | - |
Raymond James Financial International Ltd.
 Raymond James Financial International Ltd. Investment Banks/BrokersFinance Provides brokerage services | General Counsel | - |
| LPL FINANCIAL HOLDINGS INC. | General Counsel | - |
Training of Joseph P. Tuorto
Experiences
Positions held
Active
Inactive
Listed companies
Private companies
Connections
40
1st degree connections
6
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 6 |
|---|---|
LPL Financial Holdings, Inc.
 LPL Financial Holdings, Inc. Investment Banks/BrokersFinance Operates as an investment holding company with interests in technology, brokerage and investment advisory services | Finance |
LPL Financial LLC
LPL Financial LLC Investment ManagersFinance LPL Financials’ advisory services are made available to clients primarily through individuals associated with LPL as investment advisor representatives (IARs). The IARs has access to various research reports and model portfolios to which they may refer in determining investment advice IAR provides to clients. The IAR chooses their own research methods, investment style and management philosophy. | Finance |
University of South Florida
 University of South Florida Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
The University of Tampa, Inc.
 The University of Tampa, Inc. Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
Raymond James Financial International Ltd.
Raymond James Financial International Ltd. Investment Banks/BrokersFinance Provides brokerage services | Finance |
National Society of Compliance Professionals
National Society of Compliance Professionals Miscellaneous Commercial ServicesCommercial Services Operates as a nonprofit organization that serves and supports compliance professionals in the financial services industry | Commercial Services |
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