David Woods Unsworth

No open positions remaining

63 year

Finance

Consumer Services

Government

Profile

David Woods Unsworth was the founder and had founded Legend Merchant Group, Inc. in 2002, where he held the titles of Chairman & Chief Executive Officer.
He has also worked as a Principal at Oppenheimer & Co., Inc., Senior Vice President at Gilford Securities, Inc., and Principal at Gruntal & Co. LLC.
Additionally, he was a Founding Partner at Broadmark Capital LLC in 2001.
Unsworth's education includes an undergraduate degree from the University of Rhode Island, which he received in 1986.

Former positions of David Woods Unsworth

Companies	Position	End
Broadmark Capital LLC (Broker) Broadmark Capital LLC (Broker) Investment Banks/BrokersFinance Provides brokerage services	Corporate Officer/Principal	2001-12-30
Oppenheimer & Co., Inc. Oppenheimer & Co., Inc. Investment ManagersFinance Provides wealth and asset management, brokerage & investment banking services	Corporate Officer/Principal	-
Gruntal & Co. LLC Gruntal & Co. LLC General GovernmentGovernment Provides financial services	Corporate Officer/Principal	-
Gilford Securities, Inc. Gilford Securities, Inc. Investment Banks/BrokersFinance Provides brokerage services	Corporate Officer/Principal	-
Legend Merchant Group, Inc. Legend Merchant Group, Inc. Investment ManagersFinance Legend Merchant Group works to develop an investment strategy consistent with each individual client’s investment objectives, financial and tax status, risk tolerance and time horizon. The firm does not employ a particular type of advisory service or specialize in a particular type of advisory service. However, Legend generally seeks to identify and invest in undervalued micro-cap stocks. Strategies used to implement investment advice include long-term purchases, short term purchases, trading, short sales, margin transactions, and option writing. The firm utilizes the following types of investments: equity securities, including exchange listed securities, securities traded over-the-counter and foreign issuers; warrants; corporate debt securities; municipal securities; and mutual fund shares.	Chief Executive Officer	-

See the detail of David Woods Unsworth's experience

Training of David Woods Unsworth

Experiences
Positions held

Active

Inactive

Listed companies

Private companies

See the detail of David Woods Unsworth's experience

Connections

1st degree connections

1st degree companies

Male

Female

Members of the board

Executives

See the personal network

Linked companies

Private companies	7
Oppenheimer & Co., Inc. Oppenheimer & Co., Inc. Investment ManagersFinance Provides wealth and asset management, brokerage & investment banking services	Finance
Legend Merchant Group, Inc. (Broker) Legend Merchant Group, Inc. (Broker) Investment Banks/BrokersFinance Provides brokerage services	Finance
Broadmark Capital LLC (Broker) Broadmark Capital LLC (Broker) Investment Banks/BrokersFinance Provides brokerage services	Finance
Gilford Securities, Inc. Gilford Securities, Inc. Investment Banks/BrokersFinance Provides brokerage services	Finance
University of Rhode Island University of Rhode Island Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services
Gruntal & Co. LLC Gruntal & Co. LLC General GovernmentGovernment Provides financial services	Government
Legend Merchant Group, Inc. Legend Merchant Group, Inc. Investment ManagersFinance Legend Merchant Group works to develop an investment strategy consistent with each individual client’s investment objectives, financial and tax status, risk tolerance and time horizon. The firm does not employ a particular type of advisory service or specialize in a particular type of advisory service. However, Legend generally seeks to identify and invest in undervalued micro-cap stocks. Strategies used to implement investment advice include long-term purchases, short term purchases, trading, short sales, margin transactions, and option writing. The firm utilizes the following types of investments: equity securities, including exchange listed securities, securities traded over-the-counter and foreign issuers; warrants; corporate debt securities; municipal securities; and mutual fund shares.	Finance