Profile
David Woods Unsworth was the founder and had founded Legend Merchant Group, Inc. in 2002, where he held the titles of Chairman & Chief Executive Officer.
He has also worked as a Principal at Oppenheimer & Co., Inc., Senior Vice President at Gilford Securities, Inc., and Principal at Gruntal & Co. LLC.
Additionally, he was a Founding Partner at Broadmark Capital LLC in 2001.
Unsworth's education includes an undergraduate degree from the University of Rhode Island, which he received in 1986.
Former positions of David Woods Unsworth
Companies | Position | End |
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Broadmark Capital LLC (Broker)
Broadmark Capital LLC (Broker) Investment Banks/BrokersFinance Founded in 1987, Broadmark Capital LLC is a Seattle-based investment bank. The firm is a subsidiary of BroadMark Holdings LLC and their ultimate parent is Tranceka LLC. Broadmark provides corporate finance services to emerging growth and middle-market companies. Their services include capital raising, refinancing, mergers and acquisitions, advisory services, corporate finance advisory services and valuation analysis. The firm industry focus includes life sciences, information technology and communications. | Corporate Officer/Principal | 2001-12-30 |
Oppenheimer & Co., Inc.
Oppenheimer & Co., Inc. Investment ManagersFinance Oppenheimer & Co., Inc. provides security brokerage services. It also offers investment banking and advice to high net worth investors, individuals, businesses and institutions. The company is headquartered in New York, NY. | Corporate Officer/Principal | - |
Gruntal & Co. LLC | Corporate Officer/Principal | - |
Gilford Securities, Inc.
Gilford Securities, Inc. Investment Banks/BrokersFinance Founded in 1979 by Ralph Worthington and several other senior officers of Blyth Eastman Dillon, Gilford Securities, Inc. is an investment banking firm and registered broker/dealer located in New York City. The firm provides a variety of services to corporations, individuals and institutions. Their research approach is based on fundamental analysis and seeks to remain attentive to market sentiment. Gilford Securities seeks to provide sound financial advice that translates into superior returns for their clients. The firm's research efforts focus concentrates on small/mid-cap growth ideas, specifically, niche/international leaders that stand to benefit from long-term secular trends. Gilford Securities' research coverage includes spans multiple industries, with primary emphasis on the following sectors: (1) information technology and e-Commerce (2) energy (3) retail, consumer and specialty (4) chemicals and pharmaceuticals (5) clean technology and alternative energy and (6) consumer and business services. | Corporate Officer/Principal | - |
Legend Merchant Group, Inc.
Legend Merchant Group, Inc. Investment ManagersFinance Founded in 1994, Legend Merchant Group, Inc. is a registered investment advisor headquartered in New York City. The firm is 100% wholly-owned by Ledge End Corp. Legend provides portfolio management services to high net-worth individuals, family offices, and other small corporations. | Chief Executive Officer | - |
Training of David Woods Unsworth
University of Rhode Island | Undergraduate Degree |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
Private companies | 6 |
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Oppenheimer & Co., Inc.
Oppenheimer & Co., Inc. Investment ManagersFinance Oppenheimer & Co., Inc. provides security brokerage services. It also offers investment banking and advice to high net worth investors, individuals, businesses and institutions. The company is headquartered in New York, NY. | Finance |
Legend Merchant Group, Inc. (Broker)
Legend Merchant Group, Inc. (Broker) Investment Banks/BrokersFinance Founded in 2002, Legend Merchant Group Securities is a full-service broker/dealer located in New York City. The firm is a subsidiary of subsidiary of Legend Merchant Group, Inc., a New York City-based investment banking firm. Legend Merchant Group provides institutional and retail sales and trading services, equity research and asset management services and capital markets services in connection with mergers and acquisitions, capital raising, acquisition finance and restructurings. | Finance |
Broadmark Capital LLC (Broker)
Broadmark Capital LLC (Broker) Investment Banks/BrokersFinance Founded in 1987, Broadmark Capital LLC is a Seattle-based investment bank. The firm is a subsidiary of BroadMark Holdings LLC and their ultimate parent is Tranceka LLC. Broadmark provides corporate finance services to emerging growth and middle-market companies. Their services include capital raising, refinancing, mergers and acquisitions, advisory services, corporate finance advisory services and valuation analysis. The firm industry focus includes life sciences, information technology and communications. | Finance |
Gilford Securities, Inc.
Gilford Securities, Inc. Investment Banks/BrokersFinance Founded in 1979 by Ralph Worthington and several other senior officers of Blyth Eastman Dillon, Gilford Securities, Inc. is an investment banking firm and registered broker/dealer located in New York City. The firm provides a variety of services to corporations, individuals and institutions. Their research approach is based on fundamental analysis and seeks to remain attentive to market sentiment. Gilford Securities seeks to provide sound financial advice that translates into superior returns for their clients. The firm's research efforts focus concentrates on small/mid-cap growth ideas, specifically, niche/international leaders that stand to benefit from long-term secular trends. Gilford Securities' research coverage includes spans multiple industries, with primary emphasis on the following sectors: (1) information technology and e-Commerce (2) energy (3) retail, consumer and specialty (4) chemicals and pharmaceuticals (5) clean technology and alternative energy and (6) consumer and business services. | Finance |
Gruntal & Co. LLC | Government |
Legend Merchant Group, Inc.
Legend Merchant Group, Inc. Investment ManagersFinance Founded in 1994, Legend Merchant Group, Inc. is a registered investment advisor headquartered in New York City. The firm is 100% wholly-owned by Ledge End Corp. Legend provides portfolio management services to high net-worth individuals, family offices, and other small corporations. | Finance |
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