Catherine Choi

Credit Suisse Securities (USA) LLC (Credit Suisse Securities USA) is the broker/dealer division of Credit Suisse Securities (USA) LLC, an investment banking company headquartered in New York City. The firm was founded in 1998 and is a wholly owned subsidiary of Credit Suisse (USA), Inc., ultimately owned by Credit Suisse Group AG (SWX: CSGN) in Switzerland. Credit Suisse Securities USA offers a suite of equities, solutions and credit products and services which includes global securities sales, trading and execution, prime brokerage and comprehensive investment research. Their clients include financial institutions, corporations, governments, institutional investors, such as pension funds and hedge funds, and private individuals around the world.

MacKay Shields LLC is a registered investment advisor headquartered in New York City. The original predecessor to the firm, MacKay-Shields Economics, was founded in 1938 as an economic consulting firm and it became MacKay Shields Financial Corp. (MSFC) in 1969. In 1984, MSFC was purchased by New York Life Insurance Co. (NYLIC). NYLIC established New York Life Investment Management Holdings LLC (NYLIM Holdings) in 1999 and transferred ownership of MSFC to NYLIM Holdings. In 1999, MSFC was converted to MacKay Shields LLC. The ownership, control and management of MacKay Shields did not change as a result of this conversion. The firm is wholly owned by NYLIM Holdings, which is wholly-owned by NYLIC. MacKay Shields provides discretionary investment management services primarily to institutional clients. The firm is a signatory of the United Nation Principles for Responsible Investment (UNPRI).

UBS Securities LLC is an investment bank and registered broker/dealer headquartered in New York City. The firm was founded in 1998 as UBS Warburg LLC. They are a subsidiary of UBS Americas Holding LLC, ultimately held by UBS Group AG (SWX: UBSG, NYSE: UBS) in Switzerland. UBS Securities is a primary dealer in US Government securities and provides a full range of investment banking services which includes corporate finance, mergers and acquisitions, capital markets, trading and sales, fixed-income, equity research, private banking, underwriting and prime brokerage operations. The firm also provides advisory services and access to capital markets for corporate, institutional, intermediary and alternative asset management clients.

PricewaterhouseCoopers LLC provides assurance, tax and advisory services. Its services include audit and assurance, consulting, deals, human resources, legal, tax, and family business. The firm also offers accountability, risk management, structuring, mergers and acquisitions, and performance and process improvement. The company was founded in 1998 and is headquartered in Buffalo, NY.

Part of Icon Holdings Corp., CION Investment Management LLC is a company that provides investment advice. The company is based in New York, NY. The CEO of the company is Mark Gatto.

ICON Capital LLC provides financial leasing services. It offers operating & finance leasing, sale-leasebacks, structured & customized financings and portfolio acquisitions services. The company was founded in 1985 and is headquartered in New York, NY.

ICON Equipment and Corporate Infrastructure Fund Fourteen, L.P. (the 'Partnership') was formed on August 20, 2008 as a Delaware limited partnership. The Partnership is engaged in one business segment: the business of investing in business-essential equipment and corporate infrastructure (collectively, 'Capital Assets'), including, but not limited to, Capital Assets that are already subject to lease, Capital Assets that the Partnership purchases and leases to domestic and global businesses, loans that are secured by Capital Assets, and ownership rights to leased Capital Assets at lease expiration. The Partnership's principal investment objective is to obtain the maximum economic return from its investments for the benefit of its partners. To achieve this objective, the Partnership: (i) acquires a diversified portfolio by making investments in Capital Assets; (ii) makes monthly cash distributions, at the Partnership's general partner's discretion, to its partners commencing, with respect to each partner, the month following such partner's admission to the Partnership, continuing until the end of the operating period; (iii) will reinvest substantially all undistributed cash from operations and cash from sales of investments in Capital Assets during the operating period; and (iv) will dispose of its investments and distribute the excess cash from such dispositions to its partners beginning with the commencement of the liquidation period.

Harvard University engages in the provision of teaching and research. It has twelve degree-granting Schools in addition to the Radcliffe Institute for Advanced Study, offering a global education. The university was founded in 1636 and is headquartered in Cambridge, MA.

The GreensLedge Group LLC (GreensLedge) is an investment management firm headquartered in New York City. The firm was founded in 2008 by Jim Kane and Brian Zeitlin and is a subsidiary of GreensLedge Holdings LLC. GreensLedge provides advisory and related capital market services to issuers, investors, and other institutional market participants worldwide.

JPMorgan Securities LLC (JPMS) is a securities brokerage firm headquartered in New York City. The firm was founded in 1985 and is a subsidiary of JPMorgan Broker-Dealer Holdings, Inc., ultimately held by JPMorgan Chase & Co., Inc. (NYSE: JPM). JPMS provides research on fixed income, credit, derivatives, emerging markets, foreign exchange, structured finance, technical analysis and bond indices. Their equity analysts cover equities throughout North America, EMEA, Asia/Pacific and the emerging markets. The firm's fixed income team formulates trading and portfolio recommendations for investors in global bonds and other fixed-income markets based on valuations, analytics and market dynamics.

CION Investment Group LLC operates as a holding American company that provides alternative investment and portfolio management services. The private company is based in New York. The company was founded by Mark Gatto and Michael A. Reisner, and Mark Gatto and Michael A. Reisner have been the CEOs since incorporation.

CION Man Residential REIT, Inc. is a real estate investment trust that acts as a REIT. The private company is based in New York, NY. The CEOs of the company are Mark Gatto, Michael A. Reisner.

Part of Icon Holdings Corp., ICON Investment Group LLC is a company that provides investment solutions. The company is based in New York, NY. The CEOs of the company are Michael A. Reisner, Mark Gatto.

CION Ares Diversified Credit Fund operates as a closed-end investment trust. Its investment objective is to provide superior risk-adjusted returns across various market cycles by investing in a diversified portfolio of liquid and illiquid asset classes. The company is headquartered in New York, NY.

ICON Oil & Gas Fund-A LP operates oil and gas drilling operations. It generates revenue from the production and sale of oil, natural gas and natural gas liquids. The company was founded in 2011 and is headquartered in Tulsa, OK.

ICON Oil & Gas Fund operates as a oil and natural gas drilling fund. The company was founded in 1985 and is headquartered in Tulsa, OK.

ICON ECI Fund Fifteen, L.P. (the 'Partnership') was formed on September 23, 2010 as a Delaware limited partnership. The Partnership has elected to be treated as a partnership for federal income tax purposes. ICON Capital Corp., a Delaware limited liability company serves as the manager of the Partnership. The Partnership is a newly organized direct financing fund that will primarily make investments in domestic and global companies, which investments will primarily be structured as debt and debt-like financings (such as loans and leases) that are collateralized by equipment and other corporate infrastructure (collectively, 'Capital Assets') utilized by such companies to operate their businesses, as well as other strategic investments in or collateralized by Capital Assets that its General Partner believes will provide it with a satisfactory, risk-adjusted rate of return. In addition, it intends to use the offering proceeds to pay fees and expenses and establish a cash reserve. The General Partner will make investment decisions on its behalf and manage its business. Additionally, the General Partner has a 1% interest in its profits, losses, cash distributions and liquidation proceeds.

National Institutes Of Health conducts & supports peer-reviewed medical research and science. The firm's scientists & researchers investigate on different ways to prevent diseases as well as the causes, treatments and cures for common and rare diseases. The company was founded in 1887 and is headquartered in Bethesda, MD.

Tau Ventures LLC (Tau Ventures) is a venture capital firm founded in 2018 by Amit Garg and Sanjay K. Rao. The firm is headquartered in Palo Alto, California.

Atlantic Analytical Laboratory, Inc. provides gases and volatiles testing. It uses gas chromatography (GC), mass spectrometry (MS), gas mass spectrometry (Gas-MS) and fourier transform infrared (FTIR) methodology for high purity gas analysis from the major gas chemicals and pharmaceutical producers. The company was founded by Bruce Gollob, Fred Gollob and Victor Given in 1988 and is headquartered in Whitehouse, NJ.

Cocolevio LLC engages in a technology industry. The firm focuses on modern technology, strategy, and business transformation. The company was founded by Nnamdi Orakwue and is headquartered in Autsin, TX.

Forbes Technology Council operates as a community for senior technology executives. The private company is based in Boston, MA. The company was founded by Scott Gerber.

Intensivate, Inc. produces a server that replaces 60 Intel based servers on compute intensive tasks such as Machine Learning, Big Data analytics, Bioinformatics, and HPC. The company was founded by Kevin Sean Halle in March 2016 and is headquartered in Berkley, CA.

Ascent Business Technology is a fintech solution provider that offers cloud-based solutions for financial reconciliation, regulatory reporting, and enterprise resilience products to B2B enterprise customers across diverse verticals and geographies. The company is based in New York, NY, and was founded by Kundan Shekhawat, who has been the CEO since incorporation. The company's industry focus includes banking finance & insurance, government, retail, technology, healthcare, and oil & gas. Ascent's flagship product, AutoBCM, is an automated business continuity planning & management (BCM) software solution that comes with a business continuity management app for enterprise impact management on the go.

VG Liquidation, Inc. engages in the provision of online video advertising platform. The company was founded by Scott A. Ferber and John Ferber in 2007 and is headquartered in New York, NY.